Search Results: 3 vacancies
...accurate and complete.
Regulatory Compliance: Comply with all applicable laws, regulations, and industry standards related to stockbroking operations.
Risk Management: Implement and monitor risk management procedures to identify, assess, and mitigate operational...
...relevant Professional certifications will be an added advantage.
Must be a graduate member of either the Chartered Institute of Stockbrokers and/or Institute of Charted Accountants, CFA.
Knowledge of Federal and State Laws and Regulations as well as Accreditation...
...The candidate must:
Must be a University Graduate
Must have a minimum of 5 years of work experience.
Must be a Chartered Stockbrokers
Must be a SEC-sponsored individual.
Deadline: 15th April, 2024.
How to Apply: Interested and qualified candidates...
